Web(i) that the SFC is exercising any of its powers under the SFO – this would be disclosed, e.g., to a person who receives a direction under section 179; a requirement under section 180; … Web26 Mar 2024 · The Securities and Futures Commission (SFC) prevailed in a judicial review application filed against the regulator in AA & EA v. The Securities And Futures Commission [2024] HKCFI 246 (the "Decision").
BaFin - Expert Articles - Articles of association: Court confirms BaFin …
Weband Futures Ordinance (Cap. 571) (SFO),2 adopting a penal as well as a restorative approach. The SFC has been aggressive, as evidenced by the increased use of search warrants, notwithstanding its already extensive powers under s.182 and 183 to obtain information. It has also been innovative (see “SFC’s Enforcement ‘Firsts’ from 2009- WebThe SFO is a specialist prosecuting authority tackling the top level of serious or complex fraud, bribery and corruption. We are part of the UK criminal justice system covering England, Wales and Northern Ireland, but not Scotland, the Isle of Man or the Channel Islands. We take on a small number of large economic crime cases. greatest mystery short stories
Home Securities & Futures Commission of Hong Kong
Web5 Mar 2024 · This section aims to clarify the application of the secrecy provisions under the Securities and Futures Ordinance (" SFO ") and to provide guidance from the SFC’s … Webunder section 181 of the SFO (section 181 notice) to the 1 st applicant asking for the details of its trades in the shares of the Japanese company. The 1 st applicant and its then … WebThe Court took into account the fact that section 181 only applies to a specific class of persons who have voluntarily engaged in a regulated commercial activity and are … greatest mystery books of all time